Fiscal Management
After an award has been accepted and/or a contract signed by the Office of Sponsored Programs (OSP) on behalf of the Principal Investigator (PI), the Office of Grants and Contracts (OGC) will establish and award number(s) when the following items are in place:
- The Ohio State Financial Conflict of Interest Screening/Disclosure Form (eCOI) (required at proposal stage) completed by the PI and approved by the Office of Research Compliance
- Institutional Review Board (IRB) and/or Institutional Animal Care and Use Committee (IACUC) approval (if applicable)
- Fully signed contract or award on file at OSP
- All effort reports have been certified or are in the process of being corrected for all of the investigator’s projects
Some awards may also require additional agreements be in place, such as technology commercialization plans, confidential disclosure agreements or conflict of interest management plans. Conflict of interest management plans are handled by the ORC.
The OSP award number is a unique number that starts with AWD–six digits (example: AWD-123456). The award number is where study documents and study details are saved on the project in the PI Portal. The award number is typically used by OSP employees when they communicate with PIs. It is also one of the identifiers that can be used to obtain project-related financial information from the OSP electronic research administration project management tool (PI Portal). The award number is NOT what a PI or study team would use to purchase services on.
After the award has been received and the project is set up. The Sponsored Program Officer (SPO) will create separate grant numbers associated with the project to allow one to spend on. They will be listed with GR and six digits (example: GR123456). The reason behind making a separate grant number is to easily track spending restrictions on the funds received. Awards will have at least one grant number assigned but could have several grant numbers assigned.
Examples of why you would have additional grant numbers on a project:
- You have a subaward on your project. There will be a separate grant number associated for your subaward and one for spending that will occur at Ohio State. The budget will be split on the grant numbers as it was defined in the grant submission.
- The sponsor limits salary spending on the notice of award to $100,000 and the remaining funds are to be used for clinical tasks. The SPO will set up one grant number for the salaries and one for the remaining charges.
- The PI should separate clinical fees for the trial from the rest of the expenditures to stay on budget. The PI can request that the SPO creates two grant numbers.
Note: Even if the project comes from industry it is still listed as a grant number in the PI Portal and Workday system.
Investigators and their staff are responsible for reviewing all project costs to ensure they are reasonable and appropriately assigned to the project, must approve purchases greater than $3,000 and must approve payments to sub awardees. The OSP is responsible for completing all purchase transactions, issuing payments, processing travel reimbursements and human subject payments and billing sponsors.
The following items are best covered on the Office of Research Page- Award Management.
The Sponsored Program Officer and Grants Manager is the best resource to check on how to complete the following and any questions on your project.
Researchers should also follow the Award Closeout Process.